Horatio Hornblower

Inspirations

There are many parallels between Hornblower and real naval officers of the period, notably Admiral Lord Nelson and also Sir George Cockburn, Lord Cochrane, Sir Edward Pellew, Jeremiah Coghlan, Sir James Gordon, Sir William Hoste, and many others. The actions of the Royal Navy at the time, documented in official reports, gave much material for Hornblower's fictional adventures.

The name "Horatio" was inspired by the character in William Shakespeare's Hamlet and chosen also because of its association with contemporary figures such as Nelson.

Forester's original inspiration was an old copy of the Naval Chronicle, which described the effective dates of the Treaty of Ghent. It was possible for two countries to still be at war in one part of the world after a peace was obtained months before in another because of the time required to communicate around the world. The burdens that this placed on captains far from home led him to a character struggling with the stresses of a "man alone". At the same time, Forester wrote the body of the works carefully to avoid entanglements with real world history, so Hornblower is always off on another mission when a great naval victory occurs during the Napoleonic Wars.

There is a strong resemblance between the early Hornblower and Peter Simple, the fictional naval officer created by Frederick Marryat in 1833. Stories are similarly set in the time of the French Revolutionary and Napoleonic Wars. Both midshipmen start their career rather unpromisingly and without influential friends, but advance themselves through hard work, honesty and bravery. Both fight in duels before their careers have properly even started and both are taken prisoners early in their careers, but escape in extraordinary fashion. It is likely that when, after the success of his first novels, Forester wrote about Hornblower’s origins, he found Marryat's work most helpful.

Characteristics

Hornblower is courageous, intelligent, and a skilled seaman, but he is also burdened by his intense reserve, introspection, and self-doubt, and is described as "unhappy and lonely". Despite numerous personal feats of extraordinary skill and cunning, he belittles his achievements by numerous rationalizations, remembering only his fears. He consistently ignores or is unaware of the admiration in which he is held by his fellow sailors. He regards himself as cowardly, dishonest, and, at times, disloyal—never crediting his ability to persevere, think rapidly, organise, or cut to the heart of a matter. His sense of duty, hard work, and drive to succeed make these imagined negative characteristics undetectable by everyone but him and, being introspective, he obsesses over petty failures to reinforce his poor self-image. His introverted nature continually isolates him from the people around him, including his closest friend William Bush, and his wives never fully understand him. He is guarded with nearly everyone, unless the matter is the business of discharging his duty as a King's officer, in which case he is clear and decisive.

Hornblower possesses a hyper-developed sense of duty, though on occasion he is able to set it aside; for example, in Hornblower and the Hotspur, he contrives an escape for his personal steward, who would otherwise have to be hanged for striking a superior officer. He is philosophically opposed to flogging and capital punishment, and is pained when circumstances or the Articles of War force him to impose such sentences.

He suffers from seasickness at the start of his voyages. As a midshipman, he becomes seasick at the sheltered roadstead of Spithead, an embarrassment which haunts him throughout his career. He is tone-deaf and finds music an incomprehensible irritant (in a scene in Hotspur, he is unable to recognize the British national anthem).

A voracious reader, he can discourse on both contemporary and classical literature. His skill at mathematics makes him both an adept navigator and an extremely talented whist player. He uses his ability at whist to supplement his income during a poverty-stricken period of inactivity in the naval service.

Youth

Hornblower is born in Kent, the son of a doctor. He has no inherited wealth or influential connections who can advance his career. In The Happy Return, the first novel published, Hornblower's age is given as 37 in July 1808, implying a birth year of 1770 or 1771. However, when Forester decided to write about Hornblower's early career in the sixth novel Mr. Midshipman Hornblower, he made his hero about five years younger, giving his birth date as July 4, 1776 (the date of the adoption of the United States Declaration of Independence). This adjustment allows Hornblower to begin his career in wartime. He is given a classical education, and by the time he joins the Royal Navy at age seventeen, he is well-versed in Greek and Latin. He is tutored in French by a penniless French émigré and has an aptitude for mathematics, which serves him well as a navigator.

Early career

Hornblower's early exploits are many and varied. He joins the Royal Navy as a midshipman and fends off fire ships which interrupt his (disastrous) first examination for promotion to lieutenant. He is given command of the sloop Le Rêve while still only an acting lieutenant; the vessel blunders into a Spanish fleet in the fog, resulting in Hornblower's capture and imprisonment in Ferrol. During his captivity, he acquires a fluent knowledge of both Galician and Spanish, which proves highly useful in several further adventures, and is finally confirmed as a commissioned lieutenant. He leads a daring rescue of Spanish civilians from a shipwreck under extremely hazardous conditions, which leads to his being picked up by a British warship patrolling offshore; but since he had given his Spanish captors his parole that he would not escape, he insists upon being returned to captivity. The Spanish, admiring his sense of honor, release him in recognition of his “courage and self-sacrifice in saving life at the peril of [his] own”.

As a junior lieutenant, he serves in HMS Renown under Captain Sawyer, whose bouts of paranoia on a mission to the Caribbean strain discipline to the breaking point. It is on this voyage that he begins his long friendship with William Bush, at the time his senior officer. Due to his exploits, Hornblower is made commander, but his promotion is not confirmed when he returns to England following the announcement of the Peace of Amiens, causing him great financial distress: He has to make up the difference between a commander's pay and a lieutenant's, all from his half pay while inactive. He is forced to resort to playing whist with admirals and other senior figures in an upper-class gaming establishment for a modest stipend; all wins (and losses) are his responsibility. Fortunately, his skill at whist is up to the task.

HMS Hotspur

In 1803, renewed hostilities against France seem imminent, and Hornblower is confirmed as commander of HM sloop Hotspur. Before sailing, he marries Maria, the daughter of his landlady, despite his doubts about the match. Maria dotes upon the irritable Hornblower in ways that he finds distressing; she knows little of the sea, and annoys him both with her ignorance and hero-worship of him, which clashes with his eternally low self-image. Despite this unfortunate beginning, however, he warms to her over the course of several books, and becomes a good (though not perfect) husband to her and father to their two children, also named Horatio and Maria.

After gruelling service during the blockade of Brest aboard the Hotspur, he is promised the coveted promotion to post captain by Commander-in-Chief William Cornwallis and is recalled to England. Once there, he meets the Secretary of the Admiralty and the rank is conferred when Hornblower agrees to take part in a dangerous clandestine operation that eventually leads to the resounding British victory at the Trafalgar.

HMS Atropos

Following this exploit, Hornblower is ordered by the Admiralty to organize Nelson's funeral procession along the River Thames and has to deal with the near-sinking of the barge conveying the hero's coffin. Later, after being given command of HMS Atropos, he is sent on a secret mission to recover gold and silver from a sunken British transport on the bottom of Marmorice Bay within the Ottoman Empire with the aid of pearl divers from Ceylon, narrowly escaping a Turkish warship at the end. Upon his return to a British-controlled port, after unloading the treasure and refitting his ship, Atropos, is given to the King of the Two Sicilies for diplomatic reasons, much to his disappointment. Returning to England, he finds his two young children dying of smallpox. Their deaths were referred to in the first novel to be published.

HMS Lydia

Later (in the time line, but written of in the first novel), he makes a long, difficult voyage in command of the frigate HMS Lydia round the Horn to the Pacific, where his mission is to support a megalomaniac, El Supremo, in his rebellion against the Spanish. He captures the Natividad, a much more powerful Spanish ship (Bush refers to it as a "ship of the line", although Hornblower believes this is stretching a point), but then has to reluctantly cede it to El Supremo to placate him. When he finds that the Spanish have switched sides in the interim, he is forced to find and sink the ship he had captured—adding injury to insult, as he had given up a fortune in prize money to maintain the uneasy alliance with the madman.

Hornblower also takes on an important passenger in Panama—Lady Barbara Wellesley, the fictional younger sister of Arthur Wellesley (later to become the Duke of Wellington)—also Hornblower's future wife and the love of his life. He is at first nettled and infuriated by her forthright and outspoken manner, her ability to easily see through his reserve, and the great social gap between them. Over time, however, her beauty, strength, and intelligence win his heart, and the two become dangerously attracted to each other. Before things get out of hand, Hornblower informs Lady Barbara that he is married. She leaves the Lydia two days later when they rendezvous with other British ships. Hornblower fears for his career, having offended the daughter of an earl and sister of a marquis.

HMS Sutherland

After these exploits, he is given command of HMS Sutherland, a seventy-four gun ship of the line. His feelings are disturbed during this period by the fact that his commander, Admiral Leighton, has recently married Lady Barbara, thereby apparently ending any hope that she and Hornblower might act on their feelings for one another. Hornblower is tormented by jealousy of Leighton, compounded by the admiral's dismissive treatment of him; this treatment is due in fact to Leighton's rightly suspecting his wife's attraction to the famous captain, and feelings of inferiority towards Hornblower, but naturally the self-doubting captain is incapable of realizing this.

While waiting at his Mediterranean rendezvous point for the rest of his squadron—and its commander—to arrive, he carries out a series of raids against the French along the south coast of Spain. He learns that a French squadron of four ships of the line is loose, having slipped the blockade. He decides that his duty requires that he fight at one-to-four odds to prevent them from entering a well-protected harbour. In the process, his ship is crippled and with two-thirds of the crew incapacitated, he surrenders to the French. As a prisoner he witnesses the destruction of the French ships at anchor by Leighton's squadron.

He is sent with his coxswain, Brown, and his injured first lieutenant, Bush, to Paris for a show trial and execution. During the journey, Hornblower and his companions escape. After a winter sojourn at the chateau of the Comte de Graçay, during which he has an affair with the nobleman's widowed daughter-in-law, the escapees travel down the Loire river to the coastal city of Nantes. There, he recaptures a Royal Navy cutter, the Witch of Endor, mans the vessel with a gang of slave labourers and escapes to the Channel Fleet.

Hornblower faces a mandatory court-martial for the loss of the Sutherland, but is "most honourably acquitted." A national hero in the eyes of the public, he is awarded a knighthood and made a Colonel of Marines (a sinecure which confers a second salary without any additional duties). When he arrives home, he discovers that his first wife Maria has died in childbirth and that his infant son has been adopted and cared for by Lady Barbara. As she has been widowed by the death of Admiral Leighton, Hornblower's former commander (he had died of wounds sustained during the attack Hornblower had observed as a prisoner) they are free (after a decent interval) to marry. Thereafter, he lives as a country squire in the fictional village of Smallbridge, Kent, largely satisfied but longing for the sea.

Flag officer

A return to duty comes when he is appointed to be commodore and sent with a squadron of small craft on a mission to the Baltic Sea, where he must be a diplomat as much as an officer. He foils an assassination attempt on Tsar Alexander I of Russia and is influential in the monarch's decision to resist the French invasion of the Russian Empire. While at the court of the Tsar, it is implied (but not explicitly confirmed) that he is unfaithful to Barbara, dallying with a young Russian noblewoman. He provides invaluable assistance in the defence of Riga, employing his bomb-ketches against the French army, where he meets General Carl von Clausewitz of the Prussian Army.

He returns ill with typhus to England. Soon after his recovery, he is given the difficult task of dealing with mutineers off the coast of France. After provoking the French by trickery into attacking the mutinous ship, he rounds up the rebels, personally shooting their ringleader as he tries to escape. When he is approached by a French official willing to negotiate the surrender of a major port, he seizes the opportunity and engineers the return of the Bourbons to France. He is rewarded by being created a peer as Baron Hornblower of Smallbridge in the County of Kent. However, his satisfaction is marred by the death in action of his longtime friend, Bush.

When Napoleon returns from exile at the start of the Hundred Days, Hornblower is staying at the estate of the Comte de Graçay, which he was visiting after again growing tired of his life in Smallbridge. While there, he renews his affair with Marie de Gracay, so that he has now been unfaithful, with her, to both of his wives. When the country goes over to Napoleon en masse, Hornblower, the Count, and his family choose to fight rather than flee to Britain. He leads a Royalist guerrilla force, and causes the returned Emperor's forces much grief before his band is finally cornered; in a desperate shootout, Marie is slain, and a devastated Hornblower captured. After a brusque hearing before a military tribunal, he and the Count are both sentenced to the firing squad the next morning by an officer who obviously regrets the task. However, in the morning when his cell door is opened, he is granted a stay due to Napoleon's defeat at the Battle of Waterloo. Napoleon had tried to stir up support for a renewed national resistance when he arrived in Paris after Waterloo, but the temper of the legislative chambers, and of the public generally, did not favor his view. Lacking support, Napoleon abdicates and after he is again sent into exile, Hornblower is released.

After several years ashore, he is promoted to rear admiral and appointed naval Commander-in-Chief of the West Indies. He foils an attempt by veterans of Napoleon's Imperial Guard to free Napoleon from his captivity on Saint Helena, captures a slave ship, and encounters Simón Bolívar's army. He also discovers a plot by Lady Barbara to engineer the escape of a Marine bandsman sentenced to death for a minor offence. An astonished Hornblower overlooks her breach of the law and reassures her of his love. Finally, while attempting to return to England, the Hornblowers are caught in a hurricane, and Horatio struggles desperately to save Barbara's life from the storm. In a moment of terror and desperation, she bares her heart to him, revealing that she never loved her first husband, only him. The two survive, and this revelation does much to heal the last self-inflicted wounds in Hornblower's soul. He retires to Kent and eventually becomes Admiral of the Fleet.

His final, improbable achievement occurs at his home, when he assists a seemingly mad man claiming to be Napoleon to travel to France. That person turns out to be Napoleon III, the nephew of Hornblower's great nemesis and the future President (and later Emperor in his own right) of France. For his assistance, Lord Hornblower is created a Chevalier of the Legion of Honour. At the end of his long and heroic career, he is wealthy, famous and contented, a loving and beloved, indulgent husband and father, and finally free of the insecurities and self-loathing that had driven him throughout his life.

Forester provides two different brief summaries of Hornblower's career. The first was in the first chapter of The Happy Return, which was the first Hornblower novel written. The second occurs midway through The Commodore, when Czar Alexander asks him to describe his career. The two accounts are incompatible. The first account would have made Hornblower about five years older than the second. The second account is more nearly compatible with the rest of Hornblower's career, but it omits the time he spent as a commander in Hornblower and the Hotspur. There are other discrepancies as well; in one account of his defeat of a Spanish frigate in the Mediterranean, he distinguished himself as lieutenant and in another he is a post-captain with less than three years seniority. It appears that these discrepancies arose as the series matured and accounts needed to be modified to coincide with his age and career.

Non-canonical biography

C. Northcote Parkinson, more famous for his invention of Parkinson's Law, wrote a "biography" of Hornblower, detailing his career as well as personal information. The biography sheds light upon what really happened to Captain Sawyer on HMS Renown (including a confession that Hornblower pushed Captain Sawyer down the hatchway), as well as subsequent careers of Lord Hornblower's descendants, ending with the present Lord Hornblower's emigration to Apartheid South Africa in the late 1960s. According to Parkinson, Hornblower in later life became a director of P&O, Governor of Malta (1829–1831), Commander in Chief at Chatham (1832–1835) a Viscount (in 1850), and an Admiral of the Fleet, dying at the age of 80 on 12 January 1858.

This fictional biography of a fictional character has confused some readers, who have taken it as a factual work. Parkinson includes in Horatio's family tree at least two real life Hornblowers, though he nowhere admits to this. They are Jonathan Hornblower senior and Jonathan Hornblower junior, who were noted engineers designing and working with steam engines in mines in Cornwall in the late 18th century. In their spare time they were active Baptist Christians, founding a church in Chacewater whose offshoot in Truro is very much alive to this day.

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