Charles I of Austria

Early life

Charles was born 17 August 1887 in the Castle of Persenbeug in Lower Austria. His parents were Archduke Otto Franz of Austria and Princess Maria Josepha of Saxony. At the time, his granduncle Franz Joseph reigned as Emperor of Austria and King of Hungary, and his uncle Franz Ferdinand became heir presumptive two years later.

As a child, Archduke Charles was reared a devout Roman Catholic. He spent his early years wherever his father's regiment happened to be stationed; later on he lived in Vienna and Reichenau an der Rax. He was privately educated, but, contrary to the custom ruling in the imperial family, he attended a public gymnasium for the sake of demonstrations in scientific subjects. On the conclusion of his studies at the gymnasium, he entered the army, spending the years from 1906 to 1908 as an officer chiefly in Prague, where he studied law and political science concurrently with his military duties.

In 1907, he was declared of age and Prince Zdenko Lobkowitz was appointed his chamberlain. In the next few years he carried out his military duties in various Bohemian garrison towns. Charles's relations with his granduncle were not intimate, and those with his uncle Franz Ferdinand were not cordial, with the differences between their wives increasing the existing tension between them. For these reasons, Charles, up to the time of the assassination of his uncle in 1914, obtained no insight into affairs of state, but led the life of a prince not destined for a high political position.

Marriage

In 1911, Charles married Princess Zita of Bourbon-Parma. They had met as children but did not see one another for almost ten years, as each pursued their education. In 1909, his Dragoon regiment was stationed at Brandýs nad Labem (Brandeis an der Elbe) in Bohemia, from where he visited his aunt at Franzensbad. It was during one of these visits that Charles and Zita became reacquainted. Due to Franz Ferdinand's morganatic marriage in 1900, his children were excluded from the succession. As a result, the Emperor severely pressured Charles to marry. Zita not only shared Charles' devout Catholicism, but also an impeccably royal lineage. Zita later recalled:

Heir presumptive

Charles became heir presumptive after the assassination of Archduke Franz Ferdinand in Sarajevo in 1914, the event which precipitated World War I. Only at this time did the old Emperor take steps to initiate the heir-presumptive to his crown in affairs of state. But the outbreak of World War I interfered with this political education. Charles spent his time during the first phase of the war at headquarters at Teschen, but exercised no military influence.

Charles then became a Feldmarschall (Field Marshal) in the Austro-Hungarian Army. In the spring of 1916, in connection with the offensive against Italy, he was entrusted with the command of the XX. Corps, whose affections the heir-presumptive to the throne won by his affability and friendliness. The offensive, after a successful start, soon came to a standstill. Shortly afterwards, Charles went to the eastern front as commander of an army operating against the Russians and Romanians.

Reign

Charles succeeded to the thrones in November 1916, after the death of his grand-uncle, Emperor Franz Joseph.

On 2 December 1916, he assumed the title of Supreme Commander of the whole army from Archduke Friedrich. His coronation as King of Hungary occurred on 30 December. In 1917, Charles secretly entered into peace negotiations with France. He employed his brother-in-law, Prince Sixtus of Bourbon-Parma, an officer in the Belgian Army, as intermediary. However, the Allies insisted on Austrian recognition of Italian claims to territory and Charles refused, so no progress was made.

Although his foreign minister, Graf Czernin, was only interested in negotiating a general peace which would include Germany, Charles himself went much further in suggesting his willingness to make a separate peace. When news of the overture leaked in April 1918, Charles denied involvement until French Prime Minister Georges Clemenceau published letters signed by him. This led to Czernin's resignation, forcing Austria-Hungary into an even more dependent position with respect to its seemingly wronged German ally.

The Austro-Hungarian Empire was wracked by inner turmoil in the final years of the war, with much tension between ethnic groups. As part of his Fourteen Points, U.S. President Woodrow Wilson demanded that the Empire allow for autonomy and self-determination of its peoples. In response, Charles agreed to reconvene the Imperial Parliament and allow for the creation of a confederation with each national group exercising self-governance. However, the ethnic groups fought for full autonomy as separate nations, as they were now determined to become independent from Vienna at the earliest possible moment.

Foreign minister Baron Istvan Burián asked for an armistice 14 October based on the Fourteen Points, and two days later Charles issued a proclamation that radically changed the nature of the Austrian state. The Poles were granted full independence with the purpose of joining their ethnic brethren in Russia and Germany in a Polish state. The rest of the Austrian lands were transformed into a federal union composed of four parts: German, Czech, South Slav, and Ukrainian. Each of the four parts was to be governed by a federal council, and Trieste was to have a special status. However, Secretary of State Robert Lansing replied four days later that the Allies were now committed to the causes of the Czechs, Slovaks and South Slavs. Therefore, autonomy for the nationalities was no longer enough. In fact, a Czechoslovak provisional government had joined the Allies 14 October, and the South Slav national council declared an independent South Slav state 29 October 1918.

Trialism and Croatia

Since the beginning of his rule he favored the creation of third Croatian political entity, in his Croatian Coronation oath from 1916 he recognized the union of the Triune Kingdom of Croatia, Dalmatia and Slavonia with Rijeka and during his short reign supported trialist suggestions from the Croatian Sabor and Ban, but the suggestions were always vetoed by the Hungarian side which did not want to share power with other nations. After Emperor Karl's manifesto of 14 October 1918 was rejected by the declaration of the National Council in Zagreb. President of the Croatian pro-monarchy political party Pure Party of Rights Dr. Aleksandar Horvat, with other parliament members and generals went to visit the emperor on 21 October 1918 in Bad Ischl, where the emperor agreed and signed the trialist manifest under the proposed terms set by the delegation, on the condition that the Hungarian part does the same since he swore an oath on the integrity of the Hungarian crown. The delegation went the next day to Budapest where it presented the manifest to Hungarian officials and Council of Ministers who signed the manifest and released the king from his oath, creating a third Croatian political entity (Zvonimir's kingdom) After the signing, two parades were held in Zagreb, one for the ending of the K.u.K. monarchy, which was held in front of the Croatian National Theater, and another one for saving the trialist monarchy. The last vote for the support of the trialist reorganization of the empire was, however, too late. On 29 October 1918, the Croatian Sabor (parliament) ended the union and all ties with Hungary and Austria, proclaimed the unification of all Croatian lands and entered the State of Slovenes, Croats and Serbs. The curiosity is that no act of Sabor dethroned King Karl IV, nor did it acknowledge the entering in a state union with Serbia, which is today mentioned in the preamble of the Constitution of Croatia.

The Lansing note effectively ended any efforts to keep the Empire together. One by one, the nationalities proclaimed their independence; even before the note the national councils had been acting more like provisional governments. Charles' political future became uncertain. On 31 October, Hungary officially ended the personal union between Austria and Hungary. Nothing remained of Charles' realm except the predominantly German-speaking Danubian and Alpine provinces, and he was challenged even there by the German Austrian State Council. His last Austrian prime minister, Heinrich Lammasch, advised him that he was an impossible situation, and his best course was to temporarily give up his right to exercise sovereign power.

Proclamation of 11 November

On 11 November 1918, the same day as the armistice ending the war between the Allied Powers and Germany was signed, Charles issued a carefully worded proclamation in which he recognized the Austrian people's right to determine the form of the state and "relinquish(ed) every participation in the administration of the State." He also released his officials from their oath of loyalty to him. On the same day the Imperial Family left Schönbrunn Palace and moved to Castle Eckartsau, east of Vienna. On 13 November, following a visit of Hungarian magnates, Charles issued a similar proclamation for Hungary.

Although it has widely been cited as an "abdication", that word was never mentioned in either proclamation. Indeed, he deliberately avoided using the word abdication in the hope that the people of either Austria or Hungary would vote to recall him.

Privately, Charles left no doubt that he believed himself to be the rightful emperor. He wrote to Friedrich Gustav Piffl, the Archbishop of Vienna:

I did not abdicate, and never will. (...) I see my manifesto of 11 November as the equivalent to a cheque which a street thug has forced me to issue at gunpoint. (...) I do not feel bound by it in any way whatsoever.

Instead, on 12 November, the day after he issued his proclamation, the independent Republic of German-Austria was proclaimed, followed by the proclamation of the Hungarian Democratic Republic on 16 November. An uneasy truce-like situation ensued and persisted until 23–24 March 1919, when Charles left for Switzerland, escorted by the commander of the small British guard detachment at Eckartsau, Lt. Col. Edward Lisle Strutt. As the Imperial Train left Austria on 24 March, Charles issued another proclamation in which he confirmed his claim of sovereignty, declaring that "whatever the national assembly of German Austria has resolved with respect to these matters since 11 November is null and void for me and my House."

Although the newly established republican government of Austria was not aware of this "Manifesto of Feldkirch" at this time (it had been dispatched only to the Spanish King Alfonso XIII and to Pope Benedict XV through diplomatic channels), the politicians now in power were extremely irritated by the Emperor's departure without an explicit abdication. The Austrian Parliament passed the Habsburg Law on 3 April 1919, which permanently barred Charles from returning to Austria. Other Habsburgs were banished from Austrian territory unless they renounced all intentions of reclaiming the throne and accepted the status of ordinary citizens. Another law, passed on the same day, abolished all nobility in Austria.

In Switzerland, Charles and his family briefly took residence at Castle Wartegg near Rorschach at Lake Constance and later moved to Château de Prangins at Lake Geneva on 20 May 1919.

Attempts to reclaim throne of Hungary

Encouraged by Hungarian royalists ("legitimists"), Charles sought twice in 1921 to reclaim the throne of Hungary, but failed largely because Hungary's regent, Admiral Miklós Horthy (the last commander of the Imperial and Royal Navy), refused to support him. Horthy's failure to support Charles' restoration attempts is often described as "treasonous" by royalists. Critics suggest that Horthy's actions were more firmly grounded in political reality than those of Charles and his supporters. Indeed, the neighbouring countries had threatened to invade Hungary if Charles tried to regain the throne. Later in 1921, the Hungarian parliament formally nullified the Pragmatic Sanction, an act that effectively dethroned the Habsburgs.

Exile in Madeira and death

After the second failed attempt at restoration in Hungary, Charles and his pregnant wife Zita were briefly quarantined at Tihany Abbey. On 1 November 1921 they were taken to the Hungarian Danube harbour city of Baja, were made to board the British monitor HMS Glowworm and there removed to the Black Sea where they were transferred to the light cruiser HMS Cardiff. They arrived at their final exile, the Portuguese island of Madeira, on 19 November 1921. Determined to prevent a third restoration attempt, the Council of Allied Powers had agreed on Madeira because it was isolated in the Atlantic and easily guarded.

Originally the couple and their children, who joined them on 2 February 1922, lived at Funchal at the Villa Vittoria, next to Reid's Hotel and later moved to Quinta do Monte. Compared to the imperial glory in Vienna and even at Eckartsau, conditions there were certainly impoverished.

Charles did not leave Madeira again. On 9 March 1922 he had caught a cold in town, which developed into bronchitis and subsequently progressed to severe pneumonia. Having suffered two heart attacks, he died of respiratory failure on 1 April, in the presence of his wife (who was pregnant with their eighth child) and nine-year-old Crown Prince Otto, remaining conscious almost until his last moments. His last words to his wife were "I love you so much." His remains except for his heart are still interred on the island, in the Church of Our Lady of Monte (Igreja de Nossa Senhora do Monte), in spite of several attempts to move them to the Habsburg Crypt in Vienna. His heart and the heart of his wife are entombed in Muri Abbey, Switzerland.

Assessment

Historians have been mixed in their evaluations of Charles and his reign. One of the most critical has been Helmut Rumpler, head of the Habsburg commission of the Austrian Academy of Sciences, who has described Charles as "a dilettante, far too weak for the challenges facing him, out of his depth, and not really a politician." However, others have seen Charles as a brave and honourable figure who tried as Emperor-King to halt World War I. The English writer, Herbert Vivian, wrote:

"Karl was a great leader, a Prince of peace, who wanted to save the world from a year of war; a statesman with ideas to save his people from the complicated problems of his Empire; a King who loved his people, a fearless man, a noble soul, distinguished, a saint from whose grave blessings come."

Furthermore, Anatole France, the French novelist, stated:

"Emperor Karl is the only decent man to come out of the war in a leadership position, no one listened to him. He sincerely wanted peace, and therefore was despised by the whole world. It was a wonderful chance that was lost."

Generalfeldmarschall Paul von Hindenburg, who at the time of Charles' reign was the commander in chief of the German Imperial Army, commented in his memoirs:

"He tried to compensate for the evaporation of the ethical power which emperor Franz Joseph had represented by offering ethnical reconciliation. Even as he dealt with elements who were sworn to the goal of destroying his empire he believed that his acts of political grace would affect their conscience. These attempts were totally futile; those people had long ago lined up with our common enemies, and were far from being deterred."

Beatification

Catholic Church leaders have praised Charles for putting his Christian faith first in making political decisions, and for his role as a peacemaker during the war, especially after 1917. They have considered that his brief rule expressed Roman Catholic social teaching, and that he created a social legal framework that in part still survives.

Pope John Paul II declared Charles "Blessed" in a beatification ceremony held on 3 October 2004, and stated:

The decisive task of Christians consists in seeking, recognizing and following God's will in all things. The Christian statesman, Charles of Austria, confronted this challenge every day. To his eyes, war appeared as "something appalling". Amid the tumult of the First World War, he strove to promote the peace initiative of my Predecessor, Benedict XV.

From the beginning, the Emperor Charles conceived of his office as a holy service to his people. His chief concern was to follow the Christian vocation to holiness also in his political actions. For this reason, his thoughts turned to social assistance.

The cause or campaign for his canonization began in 1949, when testimony of his holiness was collected in the Archdiocese of Vienna. In 1954, the cause was opened and he was declared "servant of God", the first step in the process. At the beginning of the cause for canonization in 1972 his tomb was opened and his body was discovered to be incorrupt.

The League of Prayers established for the promotion of his cause has set up a website, and Cardinal Christoph Schönborn of Vienna has sponsored the cause.

Recent milestones

Quotes

Titles and styles

Official grand title

His Imperial and Royal Apostolic Majesty,

Charles the First,

By the Grace of God, Emperor of Austria, Apostolic King of Hungary, of this name the Fourth, King of Bohemia, Dalmatia, Croatia, Slavonia, and Galicia, Lodomeria, and Illyria; King of Jerusalem, Archduke of Austria; Grand Duke of Tuscany and Cracow, Duke of Lorraine and of Salzburg, of Styria, of Carinthia, of Carniola and of the Bukovina; Grand Prince of Transylvania; Margrave of Moravia; Duke of Upper and Lower Silesia, of Modena, Parma, Piacenza and Guastalla, of Auschwitz and Zator, of Teschen, Friuli, Ragusa and Zara; Princely Count of Habsburg and Tyrol, of Kyburg, Gorizia and Gradisca; Prince of Trent and Brixen; Margrave of Upper and Lower Lusatia and in Istria; Count of Hohenems, Feldkirch, Bregenz, Sonnenberg; Lord of Trieste, of Cattaro, and in the Windic March; Grand Voivode of the Voivodship of Serbia.

Honours