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The International Regulations for Preventing Collisions at Sea 1972 (Colregs) are published by the International Maritime Organization (IMO) and set out, among other things, the "rules of the road" or navigation rules to be followed by ships and other vessels at sea to prevent collisions between two or more vessels. COLREGs can also refer to the specific political line that divides inland waterways, which are subject to their own navigation rules, and coastal waterways which are subject to international navigation rules. The COLREGs are derived from a multilateral treaty called the Convention on the International Regulations for Preventing Collisions at Sea.
Contents
- History
- Jurisdictions
- In the UK
- In the US
- In Canada
- Misconceptions
- Example regulatory content
- Part A General
- Section I Conduct of vessel in any condition of visibility
- Section II Conduct of vessels in sight of one another
- Section III Conduct of vessels in restricted visibility
- Part C Lights and shapes
- Part D Sound and light signals
- Part E Exemption
- Annexes
- References
Although rules for navigating vessels inland may differ, the international rules specify that they should be as closely in line with the international rules as possible. In most of continental Europe, the Code Européen des Voies de la Navigation Intérieure (CEVNI, or the European Code for Navigation on Inland Waters) apply. In the United States, the rules for vessels navigating inland are published alongside the international rules.
The Racing Rules of Sailing, which govern the conduct of yacht and dinghy racing under the sanction of national sailing authorities which are members of the International Sailing Federation (ISAF), are based on the COLREGs, but differ in some important matters such as overtaking and right of way close to turning marks in competitive sailing.
History
Prior to the development of a single set of international rules and practices, there existed separate practices and various conventions and informal procedures in different parts of the world, as advanced by various maritime nations. As a result, there were inconsistencies and even contradictions that gave rise to unintended collisions. Vessel navigation lights for operating in darkness as well as navigation marks also were not standardised, giving rise to dangerous confusion and ambiguity between vessels at risk of colliding.
With the advent of steam-powered ships in the mid-19th century, conventions for sailing vessel navigation had to be supplemented with conventions for power-driven vessel navigation. Sailing vessels are limited as to their manoeuvrability in that they cannot sail directly to windward or into the eye of the wind and cannot be readily navigated in the absence of wind. On the other hand, steamships can manoeuvre in all 360 degrees of direction and can be manoeuvred irrespective of the presence or absence of wind.
In 1840 in London, the Trinity House drew up a set of regulations which were enacted by Parliament in 1846. The Trinity House rules were included in the Steam Navigation Act 1846, and the Admiralty regulations regarding lights for steam ships were included in this statute in 1848. In 1849 Congress extended the light requirements to sailing vessels on US waters. In the UK in 1858 coloured sidelights were recommended for sailing vessels and fog signals were required to be given, by steam vessels on the ships whistle and by sailing vessels on the fog horn or bell, while a separate but similar action was also taken in the United States.
In 1850, English maritime Law was being adopted in the United States.
Also in 1850, courts in the England and the United States adopted common law pertaining to reasonable speed within the Assured Clear Distance Ahead.
In 1863 a new set of rules drawn up by the British Board of Trade, in consultation with the French government, came into force. By 1864 the regulations (or Articles) had been adopted by more than thirty maritime countries, including Germany and the United States (passed by the United States Congress as Rules to prevent Collisions at Sea. An act fixing certain rules and regulations for preventing collisions on the water. 29 April 1864, ch. 69. and signed into law by President Abraham Lincoln).
In 1867, Thomas Gray, assistant secretary to the Maritime Department of the Board of Trade, wrote The Rule of the Road, a pamphlet that became famous for its well-known mnemonic verses.
In 1878, the United States codified its common law rules for preventing collisions.
In 1880, the 1863 Articles were supplemented with whistle signals and in 1884 a new set of international regulations was implemented.
In 1889 the United States convened the first international maritime conference in Washington, D.C. The resulting rules were adopted in 1890 and effected in 1897. Some minor changes were made during the 1910 Brussels Maritime Conference and some rule changes were proposed, but never ratified, at the 1929 International Conference on Safety of Life at Sea (S.O.L.A.S.) With the recommendation that the direction of a turn be referenced by the rudder instead of the helm or tiller being informally agreed by all maritime nations in 1935.
The 1948 S.O.L.A.S. International Conference made several recommendations, including the recognition of radar these were eventually ratified in 1952 and became effective in 1954. Further recommendations were made by a S.O.L.A.S. Conference in London in 1960 which became effective in 1965
The International Regulations for Preventing Collisions at Sea were adopted as a convention of the International Maritime Organization on 20 October 1972 and entered into force on 15 July 1977. They were designed to update and replace the Collision Regulations of 1960, particularly with regard to Traffic Separation Schemes (TSS) following the first of these, introduced in the Strait of Dover in 1967. As of June 2013, the convention has been ratified by 155 states representing 98.7% of the tonnage of the world's merchant fleets.
They have been amended several times since their first adoption. In 1981 Rule 10 was amended with regard to dredging or surveying in traffic separation schemes. In 1987 amendments were made to several rules, including rule 1(e) for vessels of special construction; rule 3(h), vessels constrained by her draught and Rule 10(c), crossing traffic lanes. In 1989 Rule 10 was altered to stop unnecessary use of the inshore traffic zones associated with TSS. In 1993 amendments were made concerning the positioning of lights on vessels. In 2001 new rules were added relating to wing-in-ground-effect (WIG) craft and in 2007 the text of Annex IV (Distress signals) was rewritten.
Jurisdictions
The International Maritime Organization (IMO) convention, including the almost four dozen "rules" contained in the international regulations, must be adopted by each member country that is signatory to the convention—COLREG laws must exist within each jurisdiction. Thereafter, each IMO member country must designate an "administration"—national authority or agency—for implementing the provisions of the COLREG convention, as it applies to vessels over which the national authority has jurisdiction. Individual governing bodies must pass legislation to establish or assign such authority, as well as to create national navigation laws (and subsequent specific regulations) which conform to the international convention; each national administration is thereafter responsible for the implementation and enforcement of the regulations as it applies to ships and vessels under its legal authority. As well, each administrations are typically empowered to enact modifications that apply to vessels in waters under the national jurisdiction concerned, provided that any such modifications are not inconsistent with the COLREGs.
Typically, the COLREG rules are incorporated within each nation's regulatory instruments "by reference". The rules are then specified in great detail in the regulations.
The full texts of current rules, as they apply in various national jurisdictions, are available in book form, and likewise from various national administration websites. The multiple books are thus in many languages, and not only provide the rules, but also provide discussion and examples related to interpreting the raw rules, including diagrams and hypothetical cases.
Certain individuals are legally required to carry or possess a copy of the rules, such as the owners and/or operators of certain vessels, and individuals subject to the rules are expected be aware of them. Copies of the complete sets of regulations, each with their official wordings, are available from government and other maritime sources.
In addition to the actual rules, a body of legal precedents and case law exists; judgements on the application of the various rules with respect to specific legal and admiralty court cases have been published. Such precedents of judicial interpretation provide guidance as to how the rules were deemed to have applied given specific facts, often with a view to apportioning contributory liability or blame.
In the UK
The UK version of the COLREGs is provided by the MCA, in the Merchant Shipping (Distress Signals and Prevention of Collisions) Regulations of 1996. They are distributed and accessed in the form of a "Merchant Shipping Notice" (MSN), which is used to
convey mandatory information that must be complied with under UK legislation. These MSNs relate to Statutory Instruments and contain the technical detail of such regulations.
Material published by the MCA is subject to Crown copyright protection, but the MCA allows it to be reproduced free of charge in any format or medium for research or private study, provided it is reproduced accurately and not used in a misleading context.
In the US
The US version of the COLREGs is provided by the US Coast Guard of the US Department of Homeland Security.
In Canada
The Canadian version of the COLREGs is provided by Transport Canada, which regulates Canadian vessels.
Misconceptions
A commonly held misconception concerning the rules of marine navigation is that by following specific rules, a vessel can gain certain rights of way over other vessels. No vessel ever has absolute "right of way" over other vessels. Rather, there can be a "give way" (burdened) vessel and a "stand on" (privileged) vessel, or there may be two give way vessels with no stand on vessel. A stand on vessel does not have an absolute right of way over any give way vessel, for if there is a risk of collision, a stand on vessel may still be obliged under Rule 2 to give way so as to avoid it, if doing so will be effective and is practicable. Two power-driven vessels approaching each other head to head, are both deemed to be "give way" and both are required to alter course so as to avoid colliding with the other. Neither vessel has "right of way".
Example regulatory content
The summary below is based upon but is not identical to the published text.
Part A – General
[Rule 2 is sometimes referred to as the "General Prudential" rule and provides for non-conformance with stated rules to prevent a collision, because what is paramount is to avoid or minimise the damaging effects of a collision, as opposed to blindly following the rules to the letter. The overall intent is to minimise actual collision taking place rather than rule compliance in and of itself, per se.]
For the purpose of these Rules, except where the context otherwise requires:
(a) The word “vessel” includes every description of water craft, including non-displacement craft, wing-in-ground-effect (WIG) vehicle, and seaplanes, used or capable of being used as a means of transportation on water.(b) The term "power-driven vessel" means any vessel propelled by machinery.(c) The term "sailing vessel" means any vessel under sail provided that propelling machinery, if fitted, is not being used.(d) The term "vessel engaged in fishing" means any vessel fishing with nets, lines, trawls or other fishing apparatus which restrict manoeuvrability, but does not include a vessel fishing with trolling lines or other fishing apparatus which do not restrict manoeuvrability.(e) The word "seaplane" includes any aircraft designed to manoeuvre on the water.(f) The term "vessel not under command" means a vessel which through some exceptional circumstance is unable to manoeuvre as required by these Rules and is therefore unable to keep out of the way of another vessel.(g) The term "vessel restricted in her ability to manoeuvre" means a vessel which from the nature of her work is restricted in her ability to manoeuvre as required by these Rules and is therefore unable to keep out of the way of another vessel. The term "vessels restricted in their ability to manoeuvre" shall include but not be limited to:Section I (Conduct of vessel in any condition of visibility)
In determining a safe speed the following factors shall be among those taken into account:
(a) By all vessels:
(b) Additionally, by vessels with operational radar:
Section II (Conduct of vessels in sight of one another)
Section III (Conduct of vessels in restricted visibility)
Part C – Lights and shapes
Sailing vessels underway and vessels under oars
(a) A sailing vessel underway shall exhibit:(b) In a sailing vessel of less than 20 metres (66 ft) in length the lights prescribed in paragraph (a) of this Rule may be combined in one lantern carried at or near the top of the mast where it can best be seen.(c) A sailing vessel underway may, in addition to the lights prescribed in paragraph (a) of this Rule, exhibit at or near the top of the mast, where they can best be seen, two all-round lights in a vertical line, the upper being red and the lower green, but these lights shall not be exhibited in conjunction with the combined lantern permitted by paragraph (b) of this Rule.(d) 1. A sailing vessel of less than 7 metres (23.0 ft) in length shall, if practicable, exhibit the lights prescribed in paragraph (a) or (b) of this Rule, but if she does not, she shall have ready at hand an electric torch or lighted lantern showing a white light which shall be exhibited in sufficient time to prevent collision.(e) A vessel proceeding under sail when also being propelled by machinery shall exhibit forward where it can best be seen a conical shape, apex downwards.Fishing Vessels
(a) A vessel engaged in fishing, whether underway or at anchor, shall exhibit only the lights and shapes prescribed in this Rule.(b) A vessel when engaged in trawling, by which is meant the dragging through the water of a dredge net or other apparatus used as a fishing appliance, shall exhibit:- two all-round lights in a vertical line, the upper being green and the lower white, or a shape consisting of two cones with their apexes together in a vertical line one above the other;
- a masthead light abaft of and higher than the all-round green light; a vessel of less than 50 metres (164 ft) in length shall not be obliged to exhibit such a light but may do so;
- when making way through the water, in addition to the lights prescribed in this paragraph, sidelights and a sternlight.
- two all-round lights in a vertical line, the upper being red and the lower white, or a shape consisting of two cones with apexes together in a vertical line one above the other;
- when there is outlying gear extending more than 150 metres horizontally from the vessel, an all-round white light or a cone apex upwards in the direction of the gear;
- when making way through the water, in addition to the lights prescribed in this paragraph, sidelights and a sternlight.
Vessels not under command or restricted in their ability to manoeuvre
(a) A vessel not under command shall exhibit:(b) A vessel restricted in her ability to manoeuvre, except a vessel engaged in mine-clearance operations, shall exhibit:- three all-round lights in a vertical line where they can best be seen. The highest and lowest of these lights shall be red and the middle light shall be white;
- three shapes in a vertical line where they can best be seen. The highest and lowest of these shapes shall be balls and the middle one a diamond;
- when making way through the water, a masthead light or lights, sidelights and a sternlight, in addition to the lights prescribed in sub-paragraph (i);
- when at anchor, in addition to the lights or shapes prescribed in sub-paragraphs (i) and (ii), the light, lights or shape prescribed in Rule 30.
- two all-round red lights or two balls in a vertical line to indicate the side on which the obstruction exists;
- two all-round green lights or two diamonds in a vertical line to indicate the side on which another vessel may pass;
- when at anchor, the lights or shapes prescribed in this paragraph instead of the lights or shape prescribed in Rule 30.
- three all-round lights in a vertical line where they can best be seen. The highest and lowest of these lights shall be red and the middle light shall be white;
- a rigid replica of the International Code flag "A" not less than 1 metre (3.3 ft) in height. Measures shall be taken to ensure its all-round visibility.
- at or near the masthead, two all-round lights in a vertical line, the upper being white and the lower red;
- when underway, in addition, sidelights and a sternlight;
- when at anchor, in addition to the lights prescribed in subparagraph (1), the light, lights, or shape prescribed in Rule 30 for vessels at anchor.
Part D – Sound and light signals
Part E – Exemption
Any vessel (or class of vessel) provided that she complies with the requirements of the International Regulations for the Preventing of Collisions at Sea, 1960, the keel of which is laid or is at a corresponding stage of construction before the entry into force of these Regulations may be exempted from compliance therewith as follows:
(a) The installation of lights with ranges prescribed in Rule 22, until 4 years after the date of entry into force of these regulations.(b) The installation of lights with color specifications as prescribed in Section 7 of Annex I to these Regulations, until 4 years after the entry into force of these Regulations.(c) The repositioning of lights as a result of conversion from Imperial to metric units and rounding off measurement figures, permanent exemption.(d) (i) The repositioning of masthead lights on vessels of less than 150 meters in length, resulting from the prescriptions of Section 3 (a) of Annex I to these regulations, permanent exemption.(e) The repositioning of masthead lights resulting from the prescriptions of Section 2(b) of Annex I to these Regulations, until 9 years after the date of entry into force of these Regulations.(f) The repositioning of sidelights resulting from the prescriptions of Section 2(g) and 3(b) of Annex I to these Regulations, until 9 years after the date of entry into force of these Regulations.(g) The requirements for sound signal appliances prescribed in Annex II to these Regulations, until 9 years after the date of entry into force of these Regulations.(h) The repositioning of all-round lights resulting from the prescription of Section 9(b) of Annex I to these Regulations, permanent exemption.Annexes
1. The following signals, used or exhibited either together or separately, indicate distress and need of assistance:
(a) a gun or other explosive signal fired at intervals of about a minute;(b) a continuous sounding with any fog-signalling apparatus;(c) rockets or shells, throwing red stars fired one at a time at short intervals;(d) a signal made by radiotelegraphy or by any other signalling method consisting of the group . . . — — — . . . (SOS) in Morse Code;(e) a signal sent by radiotelephony consisting of the spoken word "Mayday";(f) the International Code Signal of distress indicated by NC;(g) a signal consisting of a square flag having above or below it a ball or anything resembling a ball;(h) flames on the vessel (as from a burning tar barrel, oil barrel, etc.);(i) a rocket parachute flare or a hand flare showing a red light;(j) a smoke signal giving off orange-coloured smoke;(k) slowly and repeatedly raising and lowering arms outstretched to each side;(l) a distress alert by means of digital selective calling (DSC) transmitted on(m) a ship-to-shore distress alert transmitted by the ship's Inmarsat or other mobile satellite service provider ship earth station; (see GMDSS)(n) approved signals transmitted by radiocommunication systems, including survival craft radar transponders. (see GMDSS)2. The use or exhibition of any of the foregoing signals except for the purpose of indicating distress and need of assistance and the use of other signals which may be confused with any of the above signals is prohibited.
3. Attention is drawn to the relevant sections of the International Code of Signals, the Merchant Ship Search and Rescue Manual, Annex III and the following signals;
(a) a piece of orange-coloured canvas with either a black square and circle or other appropriate symbol (for identification from the air);(b) a dye marker.