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Trifunctional hypothesis

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Trifunctional hypothesis

The trifunctional hypothesis of prehistoric Proto-Indo-European society postulates a tripartite ideology ("idéologie tripartite") reflected in the existence of three classes or castes—priests, warriors, and commoners (farmers or tradesmen)—corresponding to the three functions of the sacral, the martial and the economic, respectively. The trifunctional thesis is primarily associated with the French mythographer Georges Dumézil who proposed it in 1929 in the book Flamen-Brahman, and later in Mitra-Varuna.

Contents

Three-way division

According to Dumézil (1898-1986), Proto-Indo-European society comprised three main groups corresponding to three distinct functions:

  • Sovereignty, which fell into two distinct and complementary sub-parts:
  • one formal, juridical and priestly but worldly;
  • the other powerful, unpredictable, and also priestly but rooted in the supernatural world.
  • Military, connected with force, the military and war.
  • Productivity, herding, farming and crafts; ruled by the other two.
  • In the Proto-Indo-European mythology each social group had its own god or family of gods to represent it and the function of the god or gods matched the function of the group. Many such divisions occur in the history of Indo-European societies:

  • Southern Russia: Bernard Sergent associates the Indo-European language family with certain archaeological cultures in Southern Russia and reconstructs an Indo-European religion based upon the tripartite functions.
  • Early Germanic society: The supposed division between the king, nobility and regular freemen in early Germanic society.
  • Norse mythology: Odin (sovereignty), Týr (law and justice), the Vanir (fertility). Odin has been interpreted as a death-god and connected to cremations, and has also been associated with ecstatic practices.
  • Classic Greece: The three divisions of the ideal society as described by Socrates in Plato's The Republic. Bernard Sergent examined the trifunctional hypothesis in Greek epic, lyric and dramatic poetry.
  • India: The three Hindu castes, the Brahmans or priests; the Kshatriya, the warriors and military; and the Vaishya, the agriculturalists, cattle rearers and traders. The Shudra, a fourth Indian caste, is an "outer" or serf caste serving the other three. A 2001 study found that the genetic affinity of Indians to Europeans is proportionate to caste rank, the upper castes being most similar to Europeans whereas lower castes are more like Asians. The researchers believe that the Indo-European speakers entered India from the Northwest, mixing with or displacing proto-Dravidian speakers, and may have established a caste system with themselves primarily in higher castes.
  • Reception

    Supporters of the hypothesis include scholars such as Émile Benveniste, Bernard Sergent and Iaroslav Lebedynsky, who concludes that "the basic idea seems proven in a convincing way".

    The hypothesis was embraced outside the field of Indo-European studies by some mythographers, anthropologists, and historians such as Mircea Eliade, Claude Lévi-Strauss, Marshall Sahlins, Rodney Needham, Jean-Pierre Vernant and Georges Duby.

    On the other hand, Allen concludes that the tripartite division may be an artefact, a selection effect rather than an organizing principle used in the societies themselves. Benjamin W. Fortson reports a sense that Dumézil blurred the lines between the three functions and the examples that he gave often had contradictory characteristics, causing detractors to reject his categories as non-existent. John Brough surmises that societal divisions are common outside of Indo-European societies as well, and consequently the hypothesis has only limited utility in illuminating prehistoric Indo-European society. Cristiano Grottanelli states that while Dumézilian trifunctionalism may be seen in modern and medieval contexts, its projection onto earlier cultures is mistaken. Belier is strongly critical.

    The hypothesis has been criticised by historians Carlo Ginzburg, Arnaldo Momigliano and Bruce Lincoln as being based on Dumézil's sympathies with the political right. Guy G. Stroumsa sees these criticisms as unfounded.

    References

    Trifunctional hypothesis Wikipedia