Samiksha Jaiswal (Editor)

Phonon scattering

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Phonons can scatter through several mechanisms as they travel through the material. These scattering mechanisms are: Umklapp phonon-phonon scattering, phonon-impurity scattering, phonon-electron scattering, and phonon-boundary scattering. Each scattering mechanism can be characterised by a relaxation rate 1/ τ which is the inverse of the corresponding relaxation time.

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All scattering processes can be taken into account using Matthiessen's rule. Then the combined relaxation time τ C can be written as:

1 τ C = 1 τ U + 1 τ M + 1 τ B + 1 τ p h e

The parameters τ U , τ M , τ B , τ p h e are due to Umklapp scattering, mass-difference impurity scattering, boundary scattering and phonon-electron scattering, respectively.

Phonon-phonon scattering

For phonon-phonon scattering, effects by normal processes (processes which conserve the phonon wave vector - N processes) are ignored in favor of Umklapp processes (U processes). Since normal processes vary linearly with ω and umklapp processes vary with ω 2 , Umklapp scattering dominates at high frequency. τ U is given by:

1 τ U = 2 γ 2 k B T μ V 0 ω 2 ω D

where γ is Gruneisen anharmonicity parameter, μ is shear modulus, V0 is volume per atom and ω D is Debye frequency.

Mass-difference impurity scattering

Mass-difference impurity scattering is given by:

1 τ M = V 0 Γ ω 4 4 π v g 3

where Γ is a measure of the impurity scattering strength. Note that v g is dependent of the dispersion curves.

Boundary scattering

Boundary scattering is particularly important for low-dimensional nanostructures and its relaxation time is given by:

1 τ B = V D ( 1 p )

where D is the dimension of the system and p represents the surface roughness parameter. The value p=1 means a smooth perfect surface that the scattering is purely specular and the relaxation time goes to ∞; hence, boundary scattering does not affect thermal transport. The value p=0 represents a very rough surface that the scattering is then purely diffusive which gives:

1 τ B = V D

This equation is also known as Casimir limit.

Phonon-electron scattering

Phonon-electron scattering can also contribute when the material is heavily doped. The corresponding relaxation time is given as:

1 τ p h e = n e ϵ 2 ω ρ V 2 k B T π m V 2 2 k B T exp ( m V 2 2 k B T )

The parameter n e is conduction electrons concentration, ε is deformation potential, ρ is mass density and m* is effective electron mass. It is usually assumed that contribution to thermal conductivity by phonon-electron scattering is negligible.

References

Phonon scattering Wikipedia