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Klein polyhedron

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In the geometry of numbers, the Klein polyhedron, named after Felix Klein, is used to generalize the concept of continued fractions to higher dimensions.

Contents

Definition

Let C be a closed simplicial cone in Euclidean space R n . The Klein polyhedron of C is the convex hull of the non-zero points of C Z n .

Relation to continued fractions

Suppose α > 0 is an irrational number. In R 2 , the cones generated by { ( 1 , α ) , ( 1 , 0 ) } and by { ( 1 , α ) , ( 0 , 1 ) } give rise to two Klein polyhedra, each of which is bounded by a sequence of adjoining line segments. Define the integer length of a line segment to be one less than the size of its intersection with Z n . Then the integer lengths of the edges of these two Klein polyhedra encode the continued-fraction expansion of α , one matching the even terms and the other matching the odd terms.

Graphs associated with the Klein polyhedron

Suppose C is generated by a basis ( a i ) of R n (so that C = { i λ i a i : ( i ) λ i 0 } ), and let ( w i ) be the dual basis (so that C = { x : ( i ) w i , x 0 } ). Write D ( x ) for the line generated by the vector x , and H ( x ) for the hyperplane orthogonal to x .

Call the vector x R n irrational if H ( x ) Q n = { 0 } ; and call the cone C irrational if all the vectors a i and w i are irrational.

The boundary V of a Klein polyhedron is called a sail. Associated with the sail V of an irrational cone are two graphs:

  • the graph Γ e ( V ) whose vertices are vertices of V , two vertices being joined if they are endpoints of a (one-dimensional) edge of V ;
  • the graph Γ f ( V ) whose vertices are ( n 1 ) -dimensional faces (chambers) of V , two chambers being joined if they share an ( n 2 ) -dimensional face.
  • Both of these graphs are structurally related to the directed graph Υ n whose set of vertices is G L n ( Q ) , where vertex A is joined to vertex B if and only if A 1 B is of the form U W where

    U = ( 1 0 c 1 0 1 c n 1 0 0 c n )

    (with c i Q , c n 0 ) and W is a permutation matrix. Assuming that V has been triangulated, the vertices of each of the graphs Γ e ( V ) and Γ f ( V ) can be described in terms of the graph Υ n :

  • Given any path ( x 0 , x 1 , ) in Γ e ( V ) , one can find a path ( A 0 , A 1 , ) in Υ n such that x k = A k ( e ) , where e is the vector ( 1 , , 1 ) R n .
  • Given any path ( σ 0 , σ 1 , ) in Γ f ( V ) , one can find a path ( A 0 , A 1 , ) in Υ n such that σ k = A k ( Δ ) , where Δ is the ( n 1 ) -dimensional standard simplex in R n .
  • Generalization of Lagrange's theorem

    Lagrange proved that for an irrational real number α , the continued-fraction expansion of α is periodic if and only if α is a quadratic irrational. Klein polyhedra allow us to generalize this result.

    Let K R be a totally real algebraic number field of degree n , and let α i : K R be the n real embeddings of K . The simplicial cone C is said to be split over K if C = { x R n : ( i ) α i ( ω 1 ) x 1 + + α i ( ω n ) x n 0 } where ω 1 , , ω n is a basis for K over Q .

    Given a path ( A 0 , A 1 , ) in Υ n , let R k = A k + 1 A k 1 . The path is called periodic, with period m , if R k + q m = R k for all k , q 0 . The period matrix of such a path is defined to be A m A 0 1 . A path in Γ e ( V ) or Γ f ( V ) associated with such a path is also said to be periodic, with the same period matrix.

    The generalized Lagrange theorem states that for an irrational simplicial cone C R n , with generators ( a i ) and ( w i ) as above and with sail V , the following three conditions are equivalent:

  • C is split over some totally real algebraic number field of degree n .
  • For each of the a i there is periodic path of vertices x 0 , x 1 , in Γ e ( V ) such that the x k asymptotically approach the line D ( a i ) ; and the period matrices of these paths all commute.
  • For each of the w i there is periodic path of chambers σ 0 , σ 1 , in Γ f ( V ) such that the σ k asymptotically approach the hyperplane H ( w i ) ; and the period matrices of these paths all commute.
  • Example

    Take n = 2 and K = Q ( 2 ) . Then the simplicial cone { ( x , y ) : x 0 , | y | x / 2 } is split over K . The vertices of the sail are the points ( p k , ± q k ) corresponding to the even convergents p k / q k of the continued fraction for 2 . The path of vertices ( x k ) in the positive quadrant starting at ( 1 , 0 ) and proceeding in a positive direction is ( ( 1 , 0 ) , ( 3 , 2 ) , ( 17 , 12 ) , ( 99 , 70 ) , ) . Let σ k be the line segment joining x k to x k + 1 . Write x ¯ k and σ ¯ k for the reflections of x k and σ k in the x -axis. Let T = ( 3 4 2 3 ) , so that x k + 1 = T x k , and let R = ( 6 1 1 0 ) = ( 1 6 0 1 ) ( 0 1 1 0 ) .

    Let M e = ( 1 2 1 2 1 4 1 4 ) , M ¯ e = ( 1 2 1 2 1 4 1 4 ) , M f = ( 3 1 2 0 ) , and M ¯ f = ( 3 1 2 0 ) .

  • The paths ( M e R k ) and ( M ¯ e R k ) are periodic (with period one) in Υ 2 , with period matrices M e R M e 1 = T and M ¯ e R M ¯ e 1 = T 1 . We have x k = M e R k ( e ) and x ¯ k = M ¯ e R k ( e ) .
  • The paths ( M f R k ) and ( M ¯ f R k ) are periodic (with period one) in Υ 2 , with period matrices M f R M f 1 = T and M ¯ f R M ¯ f 1 = T 1 . We have σ k = M f R k ( Δ ) and σ ¯ k = M ¯ f R k ( Δ ) .
  • Generalization of approximability

    A real number α > 0 is called badly approximable if { q ( p α q ) : p , q Z , q > 0 } is bounded away from zero. An irrational number is badly approximable if and only if the partial quotients of its continued fraction are bounded. This fact admits of a generalization in terms of Klein polyhedra.

    Given a simplicial cone C = { x : ( i ) w i , x 0 } in R n , where w i , w i = 1 , define the norm minimum of C as N ( C ) = inf { i w i , x : x Z n C { 0 } } .

    Given vectors v 1 , , v m Z n , let [ v 1 , , v m ] = i 1 < < i n | det ( v i 1 v i n ) | . This is the Euclidean volume of { i λ i v i : ( i ) 0 λ i 1 } .

    Let V be the sail of an irrational simplicial cone C .

  • For a vertex x of Γ e ( V ) , define [ x ] = [ v 1 , , v m ] where v 1 , , v m are primitive vectors in Z n generating the edges emanating from x .
  • For a vertex σ of Γ f ( V ) , define [ σ ] = [ v 1 , , v m ] where v 1 , , v m are the extreme points of σ .
  • Then N ( C ) > 0 if and only if { [ x ] : x Γ e ( V ) } and { [ σ ] : σ Γ f ( V ) } are both bounded.

    The quantities [ x ] and [ σ ] are called determinants. In two dimensions, with the cone generated by { ( 1 , α ) , ( 1 , 0 ) } , they are just the partial quotients of the continued fraction of α .

    References

    Klein polyhedron Wikipedia