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Epi convergence

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In mathematical analysis, epi-convergence is a type of convergence for real-valued and extended real-valued functions.

Contents

Epi-convergence is important because it is the appropriate notion of convergence with which to approximate minimization problems in the field of mathematical optimization. The symmetric notion of hypo-convergence is appropriate for maximization problems.

Definition

Let X be a metric space, and f ν : X R a real-valued function for each natural number ν . We say that the sequence ( f ν ) epi-converges to a function f : X R if for each x X

lim inf ν f ν ( x ν ) f ( x )  for every  x ν x  and  lim sup ν f ν ( x ν ) f ( x )  for some  x ν x .

Extended real-valued extension

The following extension allows epi-convergence to be applied to a sequence of functions with non-constant domain.

Denote by R ¯ = R { ± } the extended real numbers. Let f ν be a function f ν : X R ¯ for each ν N . The sequence ( f ν ) epi-converges to f : X R ¯ if for each x X

lim inf ν f ν ( x ν ) f ( x )  for every  x ν x  and  lim sup ν f ν ( x ν ) f ( x )  for some  x ν x .

Hypo-convergence

Epi-convergence is the appropriate topology with which to approximate minimization problems. For maximization problems one uses the symmetric notion of hypo-convergence. ( f ν ) hypo-converges to f if

lim sup ν f ν ( x ν ) f ( x )  for every  x ν x

and

lim inf ν f ν ( x ν ) f ( x )  for some  x ν x .

Relationship to minimization problems

Assume we have a difficult minimization problem

inf x C g ( x )

where g : X R and C X . We can attempt to approximate this problem by a sequence of easier problems

inf x C ν g ν ( x )

for functions g ν and sets C ν .

Epi-convergence provides an answer to the question: In what sense should the approximations converge to the original problem in order to guarantee that approximate solutions converge to a solution of the original?

We can embed these optimization problems into the epi-convergence framework by defining extended real-valued functions

f ( x ) = { g ( x ) , x C , , x C , f ν ( x ) = { g ν ( x ) , x C ν , , x C ν .

So that the problems inf x X f ( x ) and inf x X f ν ( x ) are equivalent to the original and approximate problems, respectively.

If ( f ν ) epi-converges to f , then lim sup ν [ inf f ν ] inf f . Furthermore, if x is a limit point of minimizers of f ν , then x is a minimizer of f . In this sense,

lim v argmin f ν argmin f .

Epi-convergence is the weakest notion of convergence for which this result holds.

Properties

  • ( f ν ) epi-converges to f if and only if ( f ν ) hypo-converges to f .
  • ( f ν ) epi-converges to f if and only if ( epi f ν ) converges to epi f as sets, in the Painlevé–Kuratowski sense of set convergence. Here, epi f is the epigraph of the function f .
  • If f ν epi-converges to f , then f is lower semi-continuous.
  • If f ν is convex for each ν N and ( f ν ) epi-converges to f , then f is convex.
  • If f 1 ν f ν f 2 ν and both ( f 1 ν ) and ( f 2 ν ) epi-converge to f , then ( f ν ) epi-converges to f .
  • If ( f ν ) converges uniformly to f on each compact set of R n , then ( f ν ) epi-converges and hypo-converges to f .
  • In general, epi-convergence neither implies nor is implied by pointwise convergence. Additional assumptions can be placed on an pointwise convergent family of functions to guarantee epi-convergence.
  • References

    Epi-convergence Wikipedia


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